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# Clustering Affine Subspaces: Algorithms and Hardness

## Citation

Lee, Euiwoong (2012) Clustering Affine Subspaces: Algorithms and Hardness. Master's thesis, California Institute of Technology. doi:10.7907/VF38-NT60. https://resolver.caltech.edu/CaltechTHESIS:07052012-191337554

## Abstract

We study a generalization of the famous k-center problem where each object is an affine subspace of dimension Δ, and give either the first or significantly improved algorithms and hardness results for many combinations of parameters. This generalization from points (Δ=0) is motivated by the analysis of incomplete data, a pervasive challenge in statistics: incomplete data objects in Rd can be modeled as affine subspaces. We give three algorithmic results for different values of k, under the assumption that all subspaces are axis-parallel, the main case of interest because of the correspondence to missing entries in data tables.
1) k=1: Two polynomial time approximation schemes which runs in poly(Δ, 1/ε)nd.
2) k=2: O(Δ1/4)-approximation algorithm which runs in poly(n,d,Δ)
3) General k: Polynomial time approximation scheme which runs in 2O(Δk log k(1+1/ε2))nd

We also prove nearly matching hardness results; in both the general (not necessarily axis-parallel) case (for k ≥ 2) and in the axis-parallel case (for k ≥ 3), the running time of an approximation algorithm with any approximation ratio cannot be polynomial in even one of k and Δ, unless P = NP. Furthermore, assuming that the 3-SAT problem cannot be solved subexponentially, the dependence on both k and Δ must be exponential in the general case (in the axis-parallel case, only the dependence on k drops to 2Ω√k)). The simplicity of the first and the third algorithm suggests that they might be actually used in statistical applications. The second algorithm, which demonstrates a theoretical gap between the axis-parallel and general case for k=2, displays a strong connection between geometric clustering and classical coloring problems on graphs and hypergraphs, via a new Helly-type theorem.

Item Type:Thesis (Master's thesis)
Subject Keywords:k-center; Clustering; Helly theorem; High dimension; Flats; Minimum Enclosing Ball; Incomplete data
Degree Grantor:California Institute of Technology
Division:Engineering and Applied Science
Major Option:Computer Science
Thesis Availability:Public (worldwide access)
• Schulman, Leonard J.
Thesis Committee:
• Unknown, Unknown
Defense Date:2012
Funders:
Funding AgencyGrant Number
Samsung ScholarshipUNSPECIFIED
Record Number:CaltechTHESIS:07052012-191337554
Persistent URL:https://resolver.caltech.edu/CaltechTHESIS:07052012-191337554
DOI:10.7907/VF38-NT60
Default Usage Policy:No commercial reproduction, distribution, display or performance rights in this work are provided.
ID Code:7171
Collection:CaltechTHESIS
Deposited By: Euiwoong Lee
Deposited On:19 Jul 2012 23:46  Preview