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Modeling of Nucleation and Dynamic Rupture on Heterogeneous Frictional Interfaces with Applications to Foreshocks


Schaal, Natalie Sarah Ann (2018) Modeling of Nucleation and Dynamic Rupture on Heterogeneous Frictional Interfaces with Applications to Foreshocks. Dissertation (Ph.D.), California Institute of Technology. doi:10.7907/YCVJ-PM21.


While many large earthquakes are preceded by observable foreshocks, the mechanisms responsible for the occurrence of these smaller-scale seismic events remain uncertain. One physical explanation of foreshocks with growing support is that they are produced by the interaction of slow slip, due to the nucleation of the upcoming mainshock, with fault patches of different properties. Having a better understanding of how earthquakes nucleate on heterogeneous faults would increase our capacity to forecast potentially hazardous events.

With this motivation in mind, we seek to understand what conditions produce isolated microseismicity within the nucleating region of the mainshock and to study the mechanics of the resulting events. Inspired by the suggestion from laboratory experiments that foreshocks occur on asperities, i.e., local deviations from planarity that are flattened by the overall compression, we explore the behavior of asperity-type patches of higher compressive stress embedded in the larger seismogenic region of a rate-and-state fault model by conducting 3D numerical simulations of their slip over long-term sequences of aseismic and seismic slip. Our models do produce smaller-scale seismicity during the aseismic nucleation of much larger seismic events, and we explore their properties as well as the separation in length scales needed to produce them. These foreshock-like events have stress drops that are consistent with laboratory and field observations and approximately constant, despite the highly elevated compression assigned to the source patches. Two main factors contributing to the reasonable stress drops are the significant extent of the rupture into the region surrounding the patch and the aseismic stress release just prior to the seismic event.

We also investigate the seismologically-derived properties of the asperity-type events using the spectral analysis commonly applied to natural microseismic events. We find that the seismological methods cannot adequately capture the properties of the simulated events. In part, the seismological estimates of their stress drops are significantly different from the actual stress drops determined from the on-fault stress changes. This is because our sources have more complex features than the standard models from which the current seismological methods have been built, including heterogeneous stress change over the rupture area with much larger initial stress change, and heterogeneous rupture speed. We identify features in the far-field seismograms of the asperity-type sources that differ from the standard models and can be potentially characteristic of the asperity-type sources.

Our asperity-type models of microseismicity sources provide insight into the conditions conducive for generating foreshocks on both natural and laboratory faults and the properties of the resulting events. The conclusions provided jointly by the two perspectives in this study -- dynamically simulating the behavior of seismic sources within heterogeneous fault models and seismologically analyzing their far-field source spectra -- have important implications that warrant further study. Topics for future research include the interaction among smaller-scale seismic events and their role in the mainshock nucleation process, the effect of timing on their source properties, and relation to the so-called seismic nucleation phase of the subsequent mainshock.

Item Type:Thesis (Dissertation (Ph.D.))
Subject Keywords:earthquake nucleation, stress drops, source models, foreshocks, seismology, rupture mechanics, rate-and-state friction, numerical simulations
Degree Grantor:California Institute of Technology
Division:Engineering and Applied Science
Major Option:Mechanical Engineering
Minor Option:Geophysics
Thesis Availability:Public (worldwide access)
Research Advisor(s):
  • Lapusta, Nadia
Thesis Committee:
  • Ravichandran, Guruswami (chair)
  • Heaton, Thomas H.
  • Avouac, Jean-Philippe
  • Lapusta, Nadia
Defense Date:10 May 2018
Record Number:CaltechTHESIS:05272018-175543580
Persistent URL:
Schaal, Natalie Sarah Ann0000-0003-4825-4344
Default Usage Policy:No commercial reproduction, distribution, display or performance rights in this work are provided.
ID Code:10951
Deposited By: Natalie Schaal
Deposited On:29 May 2018 19:55
Last Modified:04 Oct 2019 00:21

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